Tsui, Chiu Man 徐昭文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-03-11 | 2007-02-07 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-11 | 2007-02-10 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-04 | 2023-12-29 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-04 | 2023-12-29 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-02-07 | Rep | Dealing in securities | 2024-02-07 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-06-21 | 2007-07-11 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-06-10 | 2005-03-07 | Rep | Dealing in securities | 2007-06-21 | 2007-07-11 |
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