Wang, Yayuan 王雅媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-09 | |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-09 | Rep | Advising on securities | 2018-05-31 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-08-11 | 2009-04-04 | Rep | Dealing in securities | 2008-08-11 | 2009-04-04 |
| 4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-07-19 | 2017-10-31 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2016-07-19 | 2016-10-27 | Rep | Advising on securities | 2016-10-27 | 2017-10-31 | RO | Dealing in securities | 2016-10-27 | 2017-10-31 | Rep | Asset management | 2016-12-01 | 2017-10-31 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-27 | 2016-07-01 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-04-14 | 2016-07-01 |
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