Wong, Cheuk Lam (SFC:AUA501) 黃卓霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-28 | 2010-08-28 | Rep | Dealing in securities | 2014-06-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-09-28 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2010-08-28 | Rep | Dealing in futures contracts | 2014-06-11 | 2022-09-28 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-06 | 2014-06-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-06 | 2014-06-01 |
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