Wong, Ka Hong 黃家康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-23 | 2023-02-10 | Rep | Dealing in securities | 2019-09-23 | 2023-02-10 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2004-09-24 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2009-03-25 | 2009-06-06 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-24 | 2008-10-21 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2008-10-21 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-22 | 2008-10-21 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2016-12-24 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-10 | 2016-12-24 |
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