Wong, Kam Wing (SFC:AAE562) 黃錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA SKY SECURITIES LIMITED | RO | Dealing in securities | 2015-11-04 | 2017-03-03 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-08-07 | 2013-10-15 | RO | Dealing in securities | 2013-10-15 | 2014-11-03 | Rep | Advising on securities | 2014-01-09 | 2014-11-03 |
3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-07 | 2013-10-15 | RO | Dealing in futures contracts | 2013-10-15 | 2014-11-03 | Rep | Advising on futures contracts | 2014-01-09 | 2014-11-03 |
4 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-07 | 2013-10-15 | RO | Dealing in securities | 2013-10-15 | 2014-11-03 | Rep | Advising on securities | 2014-01-09 | 2014-11-03 |
5 | LUEN FAT SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-10-27 | RO | Advising on securities | 2003-10-27 | RO | Asset management | 2003-10-27 | RO | Dealing in securities | 2003-10-27 |
6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-11-13 | 2015-08-26 |
7 | Mason Securities Limited | Rep | Dealing in securities | 2014-11-13 | 2015-08-26 |
8 | SHACOM FUTURES LIMITED | RO | Advising on futures contracts | 2017-08-17 | RO | Dealing in futures contracts | 2017-08-17 |
9 | Shacom Securities Limited | RO | Advising on securities | 2017-08-17 | RO | Dealing in securities | 2017-08-17 |
10 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-04 | 2013-07-22 |
11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-11-05 | 2003-12-02 | RO | Dealing in securities | 2003-12-02 | 2013-07-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy