Wu, Simon Kwok Wai 鄔國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-27 | 2005-08-02 |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-02 | |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-02 | |
4 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-02-27 | 2005-08-02 |
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