Yuen, Kwok Tung (SFC:AAC065) 袁國棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-08-06 | |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-08-06 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2003-08-06 | |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Asset management | 2003-08-06 | |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Asset management | 2003-08-06 | |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-08-31 | |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-10-13 | |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-31 | 2023-08-31 |
| 10 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2023-09-18 | |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2003-10-13 | 2007-10-31 |
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