Fujiwara, Sari
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2015-07-31 | 2015-10-13 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2013-05-27 | 2015-07-04 |
| 3 | Open Securities Limited | Rep | Advising on securities | 2013-03-11 | 2013-05-13 | Rep | Dealing in securities | 2013-03-11 | 2013-05-13 |
| 4 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2010-03-05 | 2012-08-01 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-05 | 2012-08-01 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2016-05-04 | 2017-04-05 | Rep | Dealing in futures contracts | 2016-05-04 | 2017-04-05 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-05-04 | 2017-04-05 | Rep | Dealing in securities | 2016-05-04 | 2017-04-05 |
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