Fujiwara, Sari
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2016-05-04 | 2017-04-05 |
2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2010-03-05 | 2012-08-01 | Open Securities Limited | Rep | 2013-03-11 | 2013-05-13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | 2016-05-04 | 2017-04-05 |
3 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-05-04 | 2017-04-05 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-05 | 2012-08-01 | Open Securities Limited | Rep | 2013-03-11 | 2013-05-13 | Daiwa Capital Markets Hong Kong Limited | Rep | 2013-05-27 | 2015-07-04 | CMB International Securities Limited | Rep | 2015-07-31 | 2015-10-13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | 2016-05-04 | 2017-04-05 |
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