Li, Xiaofeng (SFC:ANS226) 李曉楓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2012-04-27 | 2012-12-07 | Rep | Dealing in securities | 2012-04-27 | 2012-12-07 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2006-08-01 | 2008-08-30 | Rep | Advising on securities | 2010-04-13 | 2012-04-10 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-01 | 2008-08-30 | Rep | Dealing in securities | 2010-04-13 | 2012-04-10 |
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