Wong, William Koon Wei 黃觀威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2009-12-07 | 2010-03-02 | Rep | Dealing in securities | 2009-12-07 | 2010-03-02 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-01-04 | 2021-04-28 | Rep | Dealing in securities | 2021-01-04 | 2021-04-28 | RO | Dealing in securities | 2021-04-28 | RO | Advising on securities | 2021-04-28 | 2024-02-23 |
| 3 | Crosby Securities Limited | Rep | Dealing in securities | 2020-02-05 | 2020-12-16 | Rep | Advising on securities | 2020-03-24 | 2020-12-16 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-01-04 | 2021-04-28 | Rep | Dealing in securities | 2021-01-04 | 2021-04-28 | RO | Advising on securities | 2021-04-28 | RO | Dealing in securities | 2021-04-28 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-03-08 | 2008-12-10 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-08 | 2008-12-10 | Rep | Dealing in securities | 2007-03-08 | 2008-12-10 |
| 7 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-08 | 2008-12-10 |
| 8 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2009-06-19 | 2009-11-23 | Rep | Advising on securities | 2010-03-11 | 2013-07-05 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-19 | 2009-11-23 | Rep | Dealing in securities | 2010-03-11 | 2014-08-08 | RO | Dealing in securities | 2014-08-08 | 2019-11-01 |
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