Lee, Siu Yuen (SFC:AFF121) 李紹遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-11 | 2013-04-12 | Rep | Dealing in securities | 2015-10-02 | 2015-11-02 |
| 2 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on corporate finance | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Advising on securities | 2005-04-08 | Rep | Dealing in securities | 2011-01-02 |
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