Lee, Siu Yuen (SFC:AFF121) 李紹遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on corporate finance | 2003-09-01 | |
2 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Asset management | 2003-09-01 | |
3 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on securities | 2005-04-08 | |
4 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2011-01-02 | |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-11 | 2013-04-12 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-02 | 2015-11-02 |
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