Wan, Wendy Lui 溫蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAYSIA SECURITIES LIMITED | RO | Dealing in securities | 2017-02-14 | 2018-02-12 |
| 2 | China Finance KAB Limited | Rep | Dealing in securities | 2005-01-06 | 2010-01-26 | Rep | Dealing in securities | 2013-08-16 | 2016-04-06 | RO | Dealing in securities | 2016-04-06 | 2017-01-16 |
| 3 | DT Securities & Futures Co. Limited | RO | Dealing in securities | 2018-11-01 | Rep | Dealing in futures contracts | 2019-06-20 | 2022-10-27 | RO | Dealing in futures contracts | 2022-10-27 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-28 | 2013-07-31 |
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