Wan, Tin Chi 尹天賜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-01-15 | 2018-12-14 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-01-15 | 2018-12-14 | Rep | Dealing in securities | 2018-01-15 | 2018-12-14 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-01-15 | 2018-12-14 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2019-09-20 | 2019-12-10 | Rep | Advising on securities | 2019-10-21 | 2019-12-10 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-02-22 | 2019-08-30 | Rep | Dealing in futures contracts | 2019-03-18 | 2019-08-30 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-08-16 | 2014-04-14 |
| 7 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2014-04-15 | 2018-01-12 | Rep | Asset management | 2014-04-15 | 2018-01-12 | Rep | Dealing in securities | 2014-04-15 | 2018-01-12 |
| 8 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-01-02 | Rep | Dealing in futures contracts | 2023-03-28 | Rep | Dealing in securities | 2023-03-28 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-20 | 2013-06-05 |
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