Kuo, Catherine Tsu York 郭芷若
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2008-10-17 | 2010-04-17 | Rep | Asset management | 2008-10-17 | 2010-04-17 | Rep | Dealing in securities | 2008-10-17 | 2010-04-17 | Rep | Asset management | 2011-07-18 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-06-03 | 2023-08-31 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-07-14 | 2023-08-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-06-03 | 2023-08-31 | Rep | Dealing in securities | 2010-06-03 | 2023-08-31 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2007-11-19 | 2008-01-11 | Rep | Dealing in futures contracts | 2007-11-19 | 2008-01-11 | Rep | Dealing in securities | 2007-11-19 | 2008-01-11 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2008-02-25 | 2008-08-12 | Rep | Dealing in securities | 2008-02-25 | 2008-08-12 | Rep | Asset management | 2008-03-07 | 2008-08-12 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2008-02-25 | 2008-08-12 | Rep | Dealing in securities | 2008-02-25 | 2008-08-12 | Rep | Asset management | 2008-03-07 | 2008-08-12 |
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