Chan, Alex Ka Ho 陳家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-11-22 | |
| 2 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-11-22 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-29 | 2013-09-02 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2011-03-29 | 2013-09-02 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-01-30 | 2014-04-23 |
| 6 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-01-30 | 2014-04-23 |
| 7 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-12 | 2018-01-11 |
| 8 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-06-12 | 2018-01-11 |
| 9 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-01-23 | 2022-10-18 |
| 10 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-01-23 | 2022-10-18 |
| 11 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-05-31 | 2013-09-02 |
| 12 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-29 | 2013-09-02 |
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