Ho, Winnie Po Yi 何寶沂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-10-19 | |
| 2 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-06-12 | Rep | Asset management | 2003-06-12 | Rep | Dealing in futures contracts | 2003-06-12 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-06-12 | Rep | Advising on securities | 2003-06-12 | Rep | Asset management | 2003-06-12 | Rep | Automated trading services | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-10-19 | |
| 5 | SHUN LOONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-06-09 | 2005-03-31 |
| 6 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-17 | 2004-09-01 | Rep | Dealing in futures contracts | 2003-07-17 | 2010-04-12 |
| 7 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-17 | 2004-06-09 | Rep | Advising on securities | 2003-07-17 | 2004-09-01 | Rep | Automated trading services | 2003-07-17 | 2004-09-01 | Rep | Dealing in securities | 2003-07-17 | 2004-10-05 | Rep | Asset management | 2003-07-17 | 2005-01-13 | RO | Dealing in securities | 2004-10-05 | 2005-05-25 | Rep | Dealing in securities | 2005-05-25 | 2005-10-13 | RO | Dealing in securities | 2005-10-13 | 2017-04-25 |
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