Shyu, Li-han 徐立涵

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMB International Securities Limited Rep Advising on securities 2017-08-15 2022-07-22
Rep Dealing in securities 2017-08-15 2022-07-22
2 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2023-02-02 2023-02-27
RO Dealing in securities 2023-02-27
3 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-06-11 2009-09-30
Rep Dealing in securities 2011-07-28 2017-02-12
Rep Dealing in securities 2017-02-13 2017-07-15

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