Yamamoto, Hideki 山本秀樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-11-22 | 2022-08-26 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-07-08 | 2012-04-26 | Rep | Dealing in securities | 2011-07-08 | 2012-04-26 | RO | Advising on securities | 2012-04-26 | 2019-07-05 | RO | Dealing in securities | 2012-04-26 | 2019-07-05 |
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