Taniguchi, Masaki 谷口正樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-05-15 | 2014-04-12 |
| 2 | MCP Asset Management Company Limited | RO | Advising on securities | 2006-12-28 | 2009-06-17 | RO | Asset management | 2006-12-28 | 2009-06-17 | RO | Advising on securities | 2009-12-14 | 2010-11-30 | RO | Asset management | 2009-12-14 | 2010-11-30 |
| 3 | Pleiad Investment Advisors Limited | RO | Asset management | 2014-06-13 | |
| 4 | SPARX Asia Investment Advisors Limited | RO | Advising on securities | 2011-07-21 | 2012-03-31 | RO | Asset management | 2011-07-21 | 2012-03-31 |
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