Chau, Kwok Fai 周國輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LT Finance Management Limited Rep Advising on securities 2016-06-20 2017-06-30
2 SPARX Asia Investment Advisors Limited Rep Advising on securities 2006-09-11 2014-08-18
Rep Asset management 2006-09-11 2014-08-18
3 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2017-07-24 2017-10-17
RO Asset management 2017-10-17 2019-09-30
4 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited RO Asset management 2019-10-01
Rep Advising on securities 2020-01-13
Rep Dealing in securities 2020-01-13

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