Fung, David Yu Wai 馮裕偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-05-22 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-05-22 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-05-22 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2003-05-22 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-05-22 | |
| 6 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-08-15 | 2006-07-29 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-08-15 | 2006-07-29 |
| 8 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-09-11 | 2012-01-11 |
| 9 | SPARX Asia Investment Advisors Limited | Rep | Asset management | 2006-09-11 | 2012-01-11 |
| 10 | SPARX Asia Investment Advisors Limited | RO | Advising on securities | 2012-01-11 | 2014-05-02 |
| 11 | SPARX Asia Investment Advisors Limited | RO | Asset management | 2012-01-11 | 2014-05-02 |
| 12 | Nexus Investment Advisors Limited | RO | Asset management | 2014-05-02 | |
| 13 | Nexus Investment Advisors Limited | RO | Advising on securities | 2014-07-23 | |
| 14 | Nexus Investment Advisors Limited | RO | Dealing in securities | 2017-06-21 | 2022-01-04 |
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