Kwok, Yik Ki 郭奕琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphahill Capital Limited | RO | Asset management | 2021-11-02 | |
| 2 | Ariose Capital Management Limited | RO | Asset management | 2014-12-10 | 2016-12-08 |
| 3 | BRIGHTWAY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-06 | 2018-08-31 | RO | Asset management | 2018-08-31 | 2021-02-28 |
| 4 | PV Capital (HK) Limited | Rep | Asset management | 2016-12-15 | 2017-03-22 | RO | Asset management | 2017-03-22 | 2018-05-11 |
| 5 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2007-08-13 | 2012-06-18 | Rep | Asset management | 2009-01-20 | 2012-06-18 |
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