Kwok, Justin Hoi Chuen 郭凱銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-06-24 | 2007-04-17 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2021-09-14 | Rep | Dealing in securities | 2021-09-14 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-09-14 | |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-23 | 2021-07-23 | Rep | Advising on securities | 2015-07-23 | 2021-07-23 | Rep | Dealing in securities | 2015-07-23 | 2021-07-23 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-08-16 | 2013-04-01 | Rep | Dealing in securities | 2012-08-16 | 2013-04-01 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-31 | 2011-10-13 | Rep | Dealing in securities | 2007-06-08 | 2011-10-13 | Rep | Advising on securities | 2011-09-22 | 2011-10-13 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-04-15 | 2015-06-19 | Rep | Dealing in securities | 2013-04-15 | 2015-06-19 |
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