Yuen, Leslie Hu Tone 袁曉東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2018-09-12 | 2020-11-30 | Rep | Dealing in securities | 2018-09-12 | 2020-11-30 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-05-20 | Rep | Advising on securities | 2021-05-20 | Rep | Dealing in securities | 2021-05-20 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2018-01-24 | 2018-07-13 | Rep | Advising on securities | 2018-01-24 | 2018-07-13 | Rep | Dealing in securities | 2018-01-24 | 2018-07-13 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2016-01-04 | 2016-05-15 | Rep | Dealing in securities | 2016-01-04 | 2016-05-15 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-12-23 | 2015-01-08 | Rep | Dealing in securities | 2009-12-23 | 2015-01-08 | Rep | Advising on securities | 2011-09-22 | 2015-01-08 |
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