Cheng, Chi Cheong 鄭志昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-06-28 | 2021-08-27 |
| 2 | ACU SECURITIES LIMITED | RO | Advising on securities | 2019-06-28 | 2021-08-29 | RO | Dealing in securities | 2019-06-28 | 2021-08-29 |
| 3 | Awaken Thunder Capital Limited | Rep | Advising on securities | 2021-09-30 | 2021-11-08 | Rep | Asset management | 2021-09-30 | 2021-11-08 | Rep | Dealing in securities | 2021-09-30 | 2021-11-08 | RO | Advising on securities | 2021-11-08 | RO | Asset management | 2021-11-08 | RO | Dealing in securities | 2021-11-08 |
| 4 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2018-08-10 | 2018-09-21 | RO | Dealing in securities | 2018-09-21 | 2018-12-22 |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-11 | 2017-12-08 | RO | Dealing in securities | 2017-12-08 | 2018-07-20 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-03-08 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-08 | 2007-10-01 |
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