Yu, Yuen Moon 余源滿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-12-15 | Rep | Dealing in securities | 2004-07-06 |
2 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-05 | 2022-06-30 | Rep | Dealing in securities | 2022-07-01 |
3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-20 | 2007-09-01 |
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