Law, Chi Ho (SFC:ACS402) 羅志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Success Securities Limited | Rep | Advising on corporate finance | 2003-11-01 | |
| 2 | Success Futures and Foreign Exchange Limited | RO | Advising on futures contracts | 2004-02-02 | |
| 3 | Success Securities Limited | Rep | Advising on securities | 2003-11-01 | |
| 4 | Success Futures and Foreign Exchange Limited | RO | Asset management | 2004-02-02 | Success Securities Limited | Rep | 2004-01-26 |
| 5 | Success Futures and Foreign Exchange Limited | RO | Dealing in futures contracts | 2018-03-31 | |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2003-11-01 | Success Securities Limited | Rep | 2005-04-29 | 2024-01-18 |
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