Cheng, Mimi Ka Wai 鄭嘉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-23 | 2016-11-11 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-10-23 | 2016-11-11 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-12-08 | 2010-06-14 |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-12-08 | 2010-06-14 |
| 5 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2012-12-11 | 2014-07-22 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2010-07-12 | 2012-05-18 |
| 7 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-06-05 | 2012-07-17 | Rep | Asset management | 2012-06-05 | 2012-07-17 | Rep | Dealing in securities | 2012-06-05 | 2012-07-17 |
| 8 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-08-31 | 2008-02-20 |
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