Cai, Tsz Yeung 蔡梓洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-11-15 | 2012-08-28 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-15 | 2012-08-28 |
| 3 | Harvest Global Capital Investments Limited | Rep | Dealing in securities | 2019-11-21 | 2021-03-09 | Rep | Advising on securities | 2020-01-29 | 2021-03-09 | Rep | Asset management | 2020-01-29 | 2021-03-09 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-06-01 | 2015-11-23 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-06-01 | 2015-11-23 |
| 6 | SR Wealth Securities Limited | Rep | Dealing in securities | 2019-02-13 | 2019-03-18 |
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