Chan, Oscar Yui Pang 陳銳鵬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2011-06-16 2012-08-01
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2011-09-21 2012-08-01
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-06-16 2012-08-01
4 FX ONE LIMITED Rep Leveraged foreign exchange trading 2012-08-16 2013-04-15
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2013-04-25 2019-06-07
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2013-04-25 2019-06-07
Rep Leveraged foreign exchange trading 2013-04-25 2019-06-07
7 HIG FUTURES LIMITED Rep Dealing in futures contracts 2010-07-12 2011-03-31
8 iBest Investment Services Limited Rep Leveraged foreign exchange trading 2017-06-08 2019-01-25
9 ORIENT FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2021-10-29 2021-11-01
RO Dealing in futures contracts 2021-11-01
10 ORIENT SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2021-10-11
11 Quam Securities Limited Rep Dealing in securities 2020-09-17 2020-12-31
Rep Advising on securities 2020-09-17 2021-08-06
Rep Asset management 2020-09-17 2021-08-06
RO Dealing in securities 2020-12-31 2021-08-06

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