Kwan, Michael Hoi Ngai 關鎧毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2010-06-01 | 2010-12-14 | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2014-06-07 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-16 | 2011-12-04 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-03-16 | 2011-12-04 | Rep | Leveraged foreign exchange trading | 2012-10-12 | 2013-07-27 |
| 4 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-10-25 | 2023-12-20 | Rep | Advising on futures contracts | 2019-09-23 | 2023-12-20 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-25 | 2023-12-20 | Rep | Advising on securities | 2019-09-23 | 2023-12-20 |
| 6 | MF Global Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2008-10-02 | 2009-09-17 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-08 | 2006-10-03 |
| 8 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2015-06-24 | 2018-02-24 | Rep | Dealing in securities | 2015-06-24 | 2018-02-24 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2010-02-24 | 2010-05-17 |
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