Li, Tak Shing (SFC:AFE416) 李德盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-09 | |
| 2 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-04 | 2010-07-26 |
| 3 | CHONG HING SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-11 | Rep | Advising on securities | 2005-01-11 | Rep | Asset management | 2005-01-11 | Rep | Automated trading services | 2005-01-11 | Rep | Dealing in securities | 2010-07-26 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-09 | |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-12-24 | 2011-02-28 | Rep | Dealing in securities | 2010-12-24 | 2011-02-28 |
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