Lim, Lawrence Wei On 林偉安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2006-09-30 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2006-09-30 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-04-01 | 2011-03-21 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-04-18 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-18 | 2006-09-30 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-04-01 | 2011-03-21 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-04-01 | 2011-03-21 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-04-18 | |
| 9 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-18 | 2006-09-30 |
| 10 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-06-03 |
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