Mok, Kim Wa 莫劍華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-09-01 | 2013-09-02 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-09-01 | 2013-09-02 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-17 | 2014-04-10 | RO | Dealing in securities | 2014-04-10 | 2014-07-01 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-09-17 | 2014-04-10 | RO | Dealing in futures contracts | 2014-04-10 | 2014-07-01 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-17 | 2014-04-10 | RO | Dealing in securities | 2014-04-10 | 2014-07-01 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-10-15 | 2013-09-02 |
| 7 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-10-03 | 2017-08-14 |
| 8 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-04-07 | 2017-08-14 |
| 9 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-27 | 2016-03-01 |
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