Suen, Wai Man 孫偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-06-21 | 2012-06-01 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2020-06-19 | |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-06-19 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-03-22 | 2012-06-01 |
| 5 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-08 | 2020-06-01 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-08 | 2020-06-01 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-06-11 | 2017-12-01 | Rep | Dealing in futures contracts | 2018-11-08 | 2019-04-01 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-06-11 | 2017-12-01 | Rep | Dealing in securities | 2018-11-08 | 2019-04-01 |
| 9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-01-10 | 2018-05-16 |
| 10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-01-10 | 2018-05-16 |
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