Tam, Sze Chun 譚思進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-03-04 | 2015-01-16 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-05-15 | 2015-01-16 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-01-22 | 2021-03-08 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-22 | 2021-03-08 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-02-29 | 2009-02-07 | Rep | Dealing in securities | 2009-12-10 | 2015-01-16 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-02-16 | 2009-09-30 |
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