Kwong, Henry Yuk Ho 鄺鋈豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CGS International Securities Hong Kong Limited Rep Advising on securities 2005-03-16 2006-05-27
2 CGS International Securities Hong Kong Limited Rep Dealing in securities 2005-03-16 2006-05-27
3 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2007-10-04 2008-04-08
4 RHB SECURITIES HONG KONG LIMITED RO Advising on securities 2008-04-08 2011-01-13
5 Everbright Securities Global (HK) Limited Rep Dealing in securities 2011-05-27 2012-05-16
6 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2011-05-27 2012-05-16
7 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-05-27 2012-05-16
8 Everbright Securities Global (HK) Limited Rep Advising on corporate finance 2011-07-13 2012-05-16
9 313 Capital Management Limited Rep Advising on securities 2012-05-21 2013-03-10
10 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2012-05-21 2013-03-10
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2012-05-21 2013-03-10
12 GLENWORTH CAPITAL LIMITED RO Advising on securities 2013-06-21 2013-10-02
13 GLENWORTH CAPITAL LIMITED RO Asset management 2013-06-21 2013-10-02
14 ORIENTAL PATRON SECURITIES LIMITED Rep Advising on securities 2013-11-04 2014-03-17
15 CNI Securities Group Limited RO Advising on securities 2014-05-13 2018-06-09
16 CNI Global Assets Management Limited (HK) RO Asset management 2015-06-02 2018-06-09
17 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Rep Advising on securities 2018-11-19 2018-12-04
18 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Rep Asset management 2018-11-19 2018-12-04
19 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED RO Advising on securities 2018-12-04 2020-02-06
20 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED RO Asset management 2018-12-04 2020-02-06
21 GRANSING SECURITIES CO., LIMITED Rep Advising on securities 2020-07-28 2020-09-17
22 GRANSING SECURITIES CO., LIMITED Rep Asset management 2020-07-28 2020-09-17
23 GRANSING SECURITIES CO., LIMITED RO Advising on securities 2020-09-17 2022-12-28
24 GRANSING SECURITIES CO., LIMITED RO Asset management 2020-09-17 2022-12-28

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