Lam, Yik Fun 林憶芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2005-05-06 | 2006-04-14 | Rep | Dealing in securities | 2005-05-06 | 2006-04-14 |
3 | CSOP Asset Management Limited | Rep | Advising on securities | 2013-05-13 | 2015-04-30 | Rep | Asset management | 2013-05-13 | 2015-04-30 |
4 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-05-19 | 2015-09-01 | Rep | Asset management | 2015-05-19 | 2015-09-01 | Rep | Dealing in securities | 2015-05-19 | 2015-09-01 | RO | Advising on securities | 2015-09-01 | 2016-10-07 | RO | Asset management | 2015-09-01 | 2016-10-07 | RO | Dealing in securities | 2015-09-01 | 2016-10-07 |
5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-04-26 | 2011-12-01 |
6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-05-18 | 2005-05-04 | Rep | Asset management | 2004-05-18 | 2005-05-04 |
7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-27 | 2005-05-04 |
8 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2007-11-19 | 2008-12-31 |
9 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2017-03-31 | 2018-01-11 | Rep | Asset management | 2017-03-31 | 2018-01-11 | RO | Advising on securities | 2018-01-11 | 2018-09-05 | RO | Asset management | 2018-01-11 | 2018-09-05 |
10 | Quam Securities Limited | Rep | Dealing in securities | 2017-07-24 | 2018-01-11 | RO | Dealing in securities | 2018-01-11 | 2018-09-05 |
11 | WM (HK) Limited | RO | Dealing in securities | 2009-04-30 | 2010-11-30 |
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