Lau, Wai Han (SFC:AOX216) 劉慧嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI Asset Management Limited | Rep | Asset management | 2017-07-20 | |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | |
| 4 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2007-05-09 | 2007-06-25 |
| 5 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-07-19 | 2010-02-12 |
| 6 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2010-03-03 | 2013-10-21 |
| 7 | KGI Asset Management Limited | Rep | Advising on securities | 2013-07-29 | 2014-04-30 |
| 8 | KGI Asset Management Limited | Rep | Dealing in securities | 2013-07-29 | 2014-04-30 |
| 9 | Quam Securities Limited | Rep | Dealing in securities | 2014-05-20 | 2015-07-02 |
| 10 | Quam Securities Limited | Rep | Asset management | 2014-08-20 | 2015-07-02 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-13 | 2017-10-02 |
| 12 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-08-21 | 2017-10-02 |
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