Hart, Paul Howard Farmer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-09 | 2009-03-09 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2009-01-09 | 2009-03-09 |
| 3 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-03-12 | 2009-08-03 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2009-08-24 | 2010-01-12 |
| 5 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2010-05-03 | 2010-08-31 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2010-09-16 | 2012-02-29 |
| 7 | Parry International Trading Limited | Rep | Dealing in securities | 2012-11-14 | 2015-04-24 |
| 8 | Parry International Trading Limited | RO | Dealing in securities | 2015-04-24 | 2015-12-14 |
| 9 | Parry International Trading Limited | Rep | Dealing in securities | 2015-12-14 | 2017-11-24 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-12-08 | 2021-03-10 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-11-28 | 2021-03-10 |
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