Ho, Dorian Kam Po 何鑑波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2011-01-03 | Rep | Dealing in securities | 2009-08-31 | 2011-01-03 |
| 2 | CVP Securities Limited | Rep | Dealing in futures contracts | 2005-08-16 | 2006-11-06 | Rep | Dealing in securities | 2005-08-16 | 2006-11-06 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-10 | Rep | Asset management | 2003-05-10 | Rep | Automated trading services | 2003-05-10 | Rep | Dealing in futures contracts | 2003-05-10 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-10 | Rep | Advising on securities | 2003-05-10 | Rep | Asset management | 2003-05-10 | Rep | Automated trading services | 2003-05-10 | Rep | Dealing in securities | 2003-05-10 |
| 5 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2011-01-27 | 2015-03-31 | Rep | Dealing in securities | 2011-01-27 | 2015-03-31 |
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