Chui, Man Nga 崔雯雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Asset management | 2021-02-19 | |
| 2 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2012-02-08 | 2014-11-14 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-06-06 | 2021-01-10 |
| 4 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2015-03-24 | 2015-08-07 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-06 | 2012-01-02 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-05-06 | 2012-01-02 | Rep | Advising on securities | 2015-08-21 | 2015-12-30 | RO | Advising on securities | 2015-12-30 | 2016-05-15 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-06 | 2012-01-02 |
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