Chan, Andy Wai Kit 陳偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-10-30 | 2023-07-31 | RO | Dealing in securities | 2014-10-30 | 2023-07-31 |
| 2 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2005-06-23 | 2006-08-17 | RO | Advising on corporate finance | 2006-08-17 | 2006-08-31 |
| 3 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-31 | 2006-12-11 | Rep | Dealing in securities | 2006-09-20 | 2006-12-11 | RO | Advising on corporate finance | 2006-12-11 | 2014-06-09 | RO | Dealing in securities | 2006-12-11 | 2014-06-09 |
| 4 | TIS SECURITIES (HK) LIMITED | Rep | Advising on securities | 2004-08-30 | Rep | Asset management | 2004-08-30 | Rep | Advising on corporate finance | 2005-02-04 |
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