Li, Wai Kuen 李惠娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-10-30 | 2020-03-31 | RO | Dealing in securities | 2014-10-30 | 2020-03-31 |
| 2 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2014-07-18 | RO | Dealing in securities | 2014-07-18 |
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