Ko, Christine Ying 高英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-29 | 2016-12-05 | Rep | Dealing in securities | 2015-05-29 | 2016-12-05 |
| 2 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-10-30 | 2015-05-13 | Rep | Dealing in securities | 2014-10-30 | 2015-05-13 |
| 3 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2016-12-07 | |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2020-12-28 | |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-13 | 2014-06-12 | Rep | Dealing in securities | 2011-05-13 | 2014-06-12 |
| 6 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2008-08-19 | 2010-10-30 | Rep | Advising on securities | 2008-08-19 | 2010-10-30 |
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