Lo, Philip Chung Ho 盧頌濠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-06-20 | 2016-11-21 | Rep | Dealing in securities | 2014-06-20 | 2016-11-21 |
| 2 | CTBC Asia Limited | Rep | Advising on corporate finance | 2005-01-26 | 2011-07-17 | Rep | Advising on securities | 2005-01-26 | 2011-07-17 | Rep | Dealing in securities | 2005-01-26 | 2011-07-17 |
| 3 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-09-10 | 2018-10-03 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-09-10 | 2018-10-03 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2019-01-09 | 2020-04-01 | Rep | Dealing in securities | 2019-01-09 | 2020-04-01 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-25 | 2014-06-08 | Rep | Dealing in securities | 2011-07-25 | 2014-06-08 |
| 7 | Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2016-12-07 | 2017-01-17 | Rep | Dealing in securities | 2016-12-07 | 2017-01-17 | RO | Advising on corporate finance | 2017-01-17 | 2018-06-21 | RO | Dealing in securities | 2017-01-17 | 2018-06-21 |
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