Wong, Wai Fun (SFC:APK768) 黃慧芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-06 | 2019-03-01 | RO | Dealing in futures contracts | 2019-03-01 | 2020-05-08 |
| 2 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2017-09-06 | 2018-01-05 | RO | Advising on securities | 2018-01-05 | 2020-05-08 | RO | Dealing in securities | 2018-01-05 | 2020-05-08 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-07-15 | |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-07-15 | |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-04-24 | 2017-08-31 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-09-05 | 2017-08-31 |
| 7 | SPS SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-15 | 2008-01-28 |
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