Lo, Chi Leung 盧志良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Frontpage Capital Limited | Rep | Advising on corporate finance | 2016-03-08 | 2016-06-21 | RO | Advising on corporate finance | 2016-06-21 | RO | Dealing in securities | 2016-06-21 |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2009-01-19 | 2011-05-29 | Rep | Dealing in securities | 2009-01-19 | 2011-05-29 | Rep | Advising on corporate finance | 2012-03-16 | 2013-02-28 | Rep | Dealing in securities | 2012-03-16 | 2013-02-28 |
| 3 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-02-04 | 2016-02-29 |
| 4 | TC Capital International Limited | Rep | Advising on corporate finance | 2011-06-14 | 2012-03-09 | Rep | Advising on corporate finance | 2013-03-14 | 2015-04-28 | Rep | Dealing in securities | 2013-03-14 | 2015-04-28 | RO | Advising on corporate finance | 2015-04-28 | 2015-12-16 | RO | Dealing in securities | 2015-04-28 | 2015-12-16 |
| 5 | VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2015-12-22 | 2016-01-04 |
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